In the University's new era of accountability, each department or business unit administrator should periodically assess the internal control and fraud susceptibility environment of their area of responsibility. A self assessment checklist is linked below that can be used to guide the assessment process. It is in Adobe Acrobat .pdf format.
Keep in mind that this is not a complete list of everything to be considered, but rather a guide to the more common internal controls and fraud potential considerations. Department and business unit administrators should use it as a starting point to assess their areas, not as a total assessment.
Business Process Assessment Checklist
We encourage you to print and complete a copy of the checklist. This will provide you with a baseline assessment of the internal control structure in your area of responsibility.
